Wallace, Richard Antony

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Aletheia Analyst Network Limited	RO	Advising on securities	2012-09-04	-
PYRMONT WEALTH MANAGEMENT LIMITED	RO	Advising on securities	2005-03-08	2008-12-01
ENZARD LIMITED	RO	Advising on securities	2004-05-21	2013-02-18
FINANCIAL SHIELD LIMITED (b2000-01-24)	RO	Advising on securities	2003-06-26	2003-09-04

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

HKMA records could not be loaded. Please try again later.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Aletheia Analyst Network Limited	RO	Advising on securities	2012-09-04	-
PYRMONT WEALTH MANAGEMENT LIMITED	RO	Advising on securities	2005-03-08	2008-12-01
ENZARD LIMITED	RO	Advising on securities	2004-05-21	2013-02-18
FINANCIAL SHIELD LIMITED (b2000-01-24)	RO	Advising on securities	2003-06-26	2003-09-04

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

HKMA records could not be loaded. Please try again later.