Waters, Roderick Mark

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Aletheia Analyst Network Limited	RO	Advising on securities	2012-09-03	-
ENZARD LIMITED	RO	Advising on securities	2008-08-25	2012-09-02
	Rep	Advising on securities	2008-07-02	2008-08-25
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Advising on corporate finance	2003-04-01	2004-02-03
	Rep	Asset management	2003-04-01	2004-02-03
	Rep	Advising on securities	2003-04-01	2008-02-19

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Aletheia Analyst Network Limited	RO	Advising on securities	2012-09-03	-
ENZARD LIMITED	RO	Advising on securities	2008-08-25	2012-09-02
	Rep	Advising on securities	2008-07-02	2008-08-25
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Advising on corporate finance	2003-04-01	2004-02-03
	Rep	Asset management	2003-04-01	2004-02-03
	Rep	Advising on securities	2003-04-01	2008-02-19

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.