| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Jing Pu Capital Limited | RO | Advising on securities | 2026-03-09 | - |
| RO | Asset management | 2026-03-09 | - | |
| WINVEST SECURITIES LIMITED | RO | Dealing in securities | 2026-03-09 | - |
| GREAT BAY SECURITIES LIMITED | RO | Advising on securities | 2019-08-08 | 2024-01-31 |
| RO | Asset management | 2019-08-08 | 2024-01-31 | |
| GUOTAI GLOBAL INVESTMENTS LIMITED | RO | Advising on securities | 2015-08-19 | 2019-05-01 |
| RO | Asset management | 2015-08-19 | 2019-05-01 | |
| Soochow Securities International Asset Management Limited | RO | Advising on securities | 2013-01-29 | 2015-05-08 |
| RO | Asset management | 2013-01-29 | 2015-05-08 | |
| SDIC SECURITIES ASSET MANAGEMENT (HONG KONG) LIMITED | RO | Advising on securities | 2011-07-18 | 2013-01-01 |
| RO | Asset management | 2011-07-18 | 2013-01-01 | |
| Rep | Advising on securities | 2011-04-11 | 2011-07-18 | |
| Rep | Asset management | 2011-04-11 | 2011-07-18 | |
| HKFAEx Group Limited | Rep | Advising on securities | 2008-04-25 | 2010-11-30 |
| Rep | Asset management | 2008-04-25 | 2010-11-30 |
No HKMA registrations in the collected records.