Personnel Hong Kong SFC License Details (ID 98999)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Soochow Securities International Asset Management Limited	Rep	Advising on securities	2013-03-07	2014-07-04
	Rep	Asset management	2013-03-07	2014-07-04
SDIC SECURITIES ASSET MANAGEMENT (HONG KONG) LIMITED	Rep	Advising on securities	2011-03-02	2013-02-02
	Rep	Asset management	2011-03-02	2013-02-02
CHINA XIN YONGAN FUTURES COMPANY LIMITED	Rep	Dealing in futures contracts	2010-01-14	2011-02-01