Personnel Hong Kong SFC License Details (ID 99013)

Personnel Hong Kong SFC License Details (ID 99013)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Towers Watson Investment Services Hong Kong Limited	Rep	Dealing in securities	2023-05-03	2025-04-29
	Rep	Advising on securities	2022-01-21	2025-04-29
Anbang Asset Management (Hong Kong) Co. Limited	Rep	Advising on securities	2016-02-05	2016-07-26
	Rep	Asset management	2016-02-05	2016-07-26
	Rep	Dealing in securities	2016-02-05	2016-07-26
FAIR CAPITAL MANAGEMENT LIMITED	Rep	Asset management	2010-05-20	2012-05-12
CITIC Securities Brokerage (HK) Limited	Rep	Advising on securities	2008-08-05	2010-03-23