Personnel Hong Kong SFC License Details (ID 99053)

Personnel Hong Kong SFC License Details (ID 99053)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
China Alpha Fund Management (HK) Limited	RO	Advising on securities	2011-09-06	2012-12-31
	RO	Asset management	2011-09-06	2012-12-31
	RO	Advising on securities	2010-05-31	2010-12-31
	RO	Asset management	2010-05-31	2010-12-31
FIRST SHANGHAI FUTURES LIMITED	RO	Providing automated trading services	-	2003-09-05
	RO	Advising on futures contracts	-	2010-06-30
	RO	Asset management	-	2010-06-30
	RO	Dealing in futures contracts	-	2010-06-30
FIRST SHANGHAI SECURITIES LIMITED	RO	Providing automated trading services	-	2003-09-02
	RO	Advising on corporate finance	-	2010-06-30
	RO	Advising on securities	-	2010-06-30
	RO	Asset management	-	2010-06-30
	RO	Dealing in securities	-	2010-06-30