| Hope Securities Limited (HK) | RO | Advising on futures contracts | 2024-08-06 | 2024-10-31 |
| RO | Advising on securities | 2024-08-06 | 2024-10-31 |
| RO | Asset management | 2024-08-06 | 2024-10-31 |
| RO | Dealing in futures contracts | 2024-08-06 | 2024-10-31 |
| RO | Dealing in securities | 2024-08-06 | 2024-10-31 |
| Rep | Advising on futures contracts | 2024-07-04 | 2024-08-06 |
| Rep | Advising on securities | 2024-07-04 | 2024-08-06 |
| Rep | Asset management | 2024-07-04 | 2024-08-06 |
| Rep | Dealing in futures contracts | 2024-07-04 | 2024-08-06 |
| Rep | Dealing in securities | 2024-07-04 | 2024-08-06 |
| China Gather Wealth Financial Company Limited | RO | Advising on securities | 2022-06-22 | 2024-01-04 |
| RO | Asset management | 2022-06-22 | 2024-01-04 |
| RO | Dealing in securities | 2007-03-15 | 2024-01-04 |
| Rep | Dealing in securities | 2005-04-01 | 2007-03-15 |
| RO | Dealing in futures contracts | 2003-11-24 | 2018-11-20 |
| TRANS JOY SECURITIES LIMITED | Rep | Dealing in securities | 2003-11-24 | 2005-04-01 |
| GREAT BAY SECURITIES LIMITED | Rep | Advising on corporate finance | - | 2003-11-15 |
| Rep | Advising on securities | - | 2003-11-15 |
| Rep | Asset management | - | 2003-11-15 |
| Rep | Dealing in securities | - | 2003-11-15 |
| PACIFIC CHALLENGE FUTURES HONG KONG LIMITED | RO | Advising on futures contracts | - | 2003-11-15 |
| RO | Asset management | - | 2003-11-15 |
| RO | Dealing in futures contracts | - | 2003-11-15 |
| United Securities Limited (HK) | Rep | Advising on corporate finance | - | 2003-11-15 |
| Rep | Advising on securities | - | 2003-11-15 |
| Rep | Asset management | - | 2003-11-15 |
| Rep | Providing automated trading services | - | 2003-11-15 |
| Rep | Dealing in securities | - | 2003-11-15 |