Li, Alvan Wai Ho 李偉豪 SFC Licences and HKMA Registrations (ID 99067)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Astrum Capital Management Limited (HK)	Rep	Dealing in securities	2013-06-06	-
China Gather Wealth Financial Company Limited	Rep	Dealing in securities	2009-12-14	2013-06-01

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.