| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| DLJ Real Estate Capital Partners (HK), Limited | RO | Advising on securities | 2022-05-11 | - |
| RO | Dealing in securities | 2022-05-11 | - | |
| Rep | Advising on securities | 2022-04-20 | 2022-05-11 | |
| Rep | Dealing in securities | 2022-04-20 | 2022-05-11 | |
| Po Tai Securities (Hong Kong) Limited | RO | Advising on securities | 2021-01-05 | 2022-01-05 |
| RO | Dealing in securities | 2021-01-05 | 2022-01-05 | |
| Holly International Asset Management Company Limited | RO | Advising on securities | 2019-05-07 | 2020-12-31 |
| Holly International Financial Holdings Limited | RO | Dealing in securities | 2017-11-17 | 2020-12-31 |
| Rep | Dealing in securities | 2017-10-25 | 2017-11-17 | |
| Rep | Dealing in futures contracts | 2017-10-25 | 2020-12-31 | |
| CENTRAL WEALTH SECURITIES INVESTMENT LIMITED | RO | Dealing in securities | 2017-03-31 | 2017-09-29 |
| CENTRAL WEALTH FUTURES LIMITED | Rep | Dealing in futures contracts | 2017-01-16 | 2017-09-29 |
| CENTRAL WEALTH SECURITIES INVESTMENT LIMITED | Rep | Dealing in securities | 2017-01-16 | 2017-03-31 |
| CMBC INTERNATIONAL FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2015-07-15 | 2017-01-01 |
| CMBC SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2015-05-26 | 2017-01-01 |
| RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2014-06-13 | 2015-05-15 |
| China Gather Wealth Financial Company Limited | Rep | Dealing in securities | 2011-02-09 | 2012-11-30 |
No HKMA registrations in the collected records.