Personnel Hong Kong SFC License Details (ID 99073)

Personnel Hong Kong SFC License Details (ID 99073)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Yuen Shing Capital Limited	RO	Advising on securities	2019-03-11	2021-10-31
	RO	Asset management	2019-03-11	2021-10-31
Fuh Hwa SITE Asset Management (Hong Kong) Limited	RO	Advising on securities	2010-03-08	2017-06-30
	RO	Asset management	2010-03-08	2017-06-30
	Rep	Asset management	2009-04-16	2010-03-08
	Rep	Advising on securities	2009-03-18	2010-03-08
DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED	Rep	Advising on securities	2007-02-28	2009-02-13
CASH ASSET MANAGEMENT LIMITED	Rep	Asset management	2005-10-10	2006-08-14
CELESTIAL SECURITIES LIMITED	Rep	Dealing in securities	2005-10-10	2006-08-14