| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| FIVE STATES CAPITAL RESOURCES LIMITED | RO | Dealing in securities | 2018-06-05 | 2022-06-01 |
| RO | Advising on securities | 2017-09-14 | 2022-09-01 | |
| RO | Asset management | 2017-09-14 | 2022-09-01 | |
| Rep | Advising on securities | 2017-09-05 | 2017-09-14 | |
| Rep | Asset management | 2017-09-05 | 2017-09-14 | |
| Imperium International Asset Management Limited | Rep | Advising on futures contracts | 2016-04-29 | 2017-08-31 |
| RO | Advising on securities | 2016-04-29 | 2017-08-31 | |
| RO | Asset management | 2016-04-29 | 2017-08-31 | |
| Rep | Advising on securities | 2016-01-27 | 2016-04-29 | |
| Rep | Asset management | 2016-01-27 | 2016-04-29 | |
| Shangding International Asset Management Company Limited | Rep | Asset management | 2014-08-05 | 2014-12-05 |
| Fuh Hwa SITE Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2011-09-05 | 2013-11-15 |
| Rep | Asset management | 2011-09-05 | 2013-11-15 | |
| Rep | Advising on securities | 2009-10-19 | 2010-09-04 | |
| Rep | Asset management | 2009-10-19 | 2010-09-04 | |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2009-08-26 | 2009-10-07 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2009-08-26 | 2009-10-07 |