| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| NEXTCORE ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2019-05-21 | - |
| RO | Asset management | 2019-05-21 | - | |
| Mega Success Investment Management Limited | RO | Advising on securities | 2017-12-28 | 2018-10-04 |
| RO | Asset management | 2017-12-28 | 2018-10-04 | |
| CreditEase Wealth Management (HK) Limited | RO | Advising on securities | 2014-06-20 | 2017-10-30 |
| RO | Asset management | 2014-06-20 | 2017-10-30 | |
| Rep | Advising on securities | 2014-06-10 | 2014-06-20 | |
| Rep | Asset management | 2014-06-10 | 2014-06-20 | |
| Fuh Hwa SITE Asset Management (Hong Kong) Limited | RO | Advising on securities | 2012-07-26 | 2014-05-31 |
| RO | Asset management | 2012-07-26 | 2014-05-31 | |
| Rep | Asset management | 2009-10-19 | 2012-07-26 | |
| Rep | Advising on securities | 2009-09-24 | 2012-07-26 | |
| ORIENTAL PATRON SECURITIES LIMITED | Rep | Advising on securities | 2009-08-10 | 2009-08-31 |
| Rep | Dealing in securities | 2009-06-01 | 2009-08-31 | |
| PIPER JAFFRAY ASIA SECURITIES LIMITED | Rep | Advising on securities | 2008-05-22 | 2009-05-23 |
| Rep | Dealing in securities | 2008-04-23 | 2009-05-23 | |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2007-07-27 | 2008-03-20 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2007-07-27 | 2008-03-20 |
No HKMA registrations in the collected records.