Personnel Hong Kong SFC License Details (ID 99078)

Personnel Hong Kong SFC License Details (ID 99078)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED	Rep	Advising on securities	2021-07-12	-
	Rep	Asset management	2021-07-12	-
CMBC SECURITIES COMPANY LIMITED	Rep	Advising on securities	2017-09-11	2018-11-23
	Rep	Dealing in securities	2017-09-11	2018-11-23
CMBC ASSET MANAGEMENT COMPANY LIMITED	Rep	Asset management	2017-08-16	2018-11-23
China Asset Management (Hong Kong) Limited	Rep	Asset management	2012-08-23	2017-07-25
Fuh Hwa SITE Asset Management (Hong Kong) Limited	Rep	Advising on securities	2010-09-10	2012-08-18
	Rep	Asset management	2010-09-10	2012-08-18
Public Financial Securities Limited	Rep	Dealing in securities	2008-11-21	2010-09-01
CHIEF COMMODITIES LIMITED	Rep	Dealing in futures contracts	2007-03-08	2008-05-17
CHIEF SECURITIES LIMITED	Rep	Dealing in securities	2006-10-05	2008-05-17