Lau, Kwok Ho 劉國豪

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GUOTAI JUNAN CAPITAL LIMITED	RO	Advising on corporate finance	2013-01-02	2013-06-04
	Rep	Advising on corporate finance	2012-11-12	2013-01-02
South West Capital Limited (d2013-12-11)	RO	Advising on corporate finance	2012-06-07	2012-10-25
FULBRIGHT CAPITAL LIMITED	RO	Advising on corporate finance	2011-06-14	2012-05-24
GUOTAI JUNAN CAPITAL LIMITED	Rep	Advising on corporate finance	2007-04-17	2010-09-10
RHB CAPITAL HONG KONG LIMITED	Rep	Advising on corporate finance	2004-04-19	2007-03-16
CEPA ALLIANCE SECURITIES LIMITED	Rep	Providing automated trading services	-	2003-07-21
	Rep	Advising on corporate finance	-	2003-08-12
	Rep	Dealing in securities	-	2003-09-23

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GUOTAI JUNAN CAPITAL LIMITED	RO	Advising on corporate finance	2013-01-02	2013-06-04
	Rep	Advising on corporate finance	2012-11-12	2013-01-02
South West Capital Limited (d2013-12-11)	RO	Advising on corporate finance	2012-06-07	2012-10-25
FULBRIGHT CAPITAL LIMITED	RO	Advising on corporate finance	2011-06-14	2012-05-24
GUOTAI JUNAN CAPITAL LIMITED	Rep	Advising on corporate finance	2007-04-17	2010-09-10
RHB CAPITAL HONG KONG LIMITED	Rep	Advising on corporate finance	2004-04-19	2007-03-16
CEPA ALLIANCE SECURITIES LIMITED	Rep	Providing automated trading services	-	2003-07-21
	Rep	Advising on corporate finance	-	2003-08-12
	Rep	Dealing in securities	-	2003-09-23