Personnel Hong Kong SFC License Details (ID 99088)

Personnel Hong Kong SFC License Details (ID 99088)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
OKASAN INTERNATIONAL (ASIA) LIMITED	Rep	Advising on securities	2023-06-28	-
	Rep	Dealing in securities	2023-06-28	-
TOKAI TOKYO SECURITIES (ASIA) LIMITED	Rep	Advising on securities	2017-08-28	2023-04-04
	Rep	Dealing in securities	2017-08-28	2023-04-04
GAINWELL SECURITIES COMPANY LIMITED	RO	Advising on securities	2015-12-04	2017-07-17
	RO	Asset management	2015-12-04	2017-07-17
	RO	Dealing in securities	2015-12-04	2017-07-17
	Rep	Asset management	2004-09-13	2015-12-04
	Rep	Advising on corporate finance	2003-04-01	2003-06-20
	Rep	Asset management	2003-04-01	2003-06-20
	Rep	Advising on securities	2003-04-01	2015-12-04
	Rep	Dealing in securities	2003-04-01	2015-12-04