Personnel SFC Licences and HKMA Registrations (ID 99095)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BMI Securities Limited	RO	Dealing in securities	2023-11-13	-
	Rep	Dealing in securities	2023-09-21	2023-11-13
Merdeka Securities Limited	RO	Dealing in securities	2018-06-20	2023-07-31
	Rep	Dealing in securities	2011-09-07	2018-06-20

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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