Personnel Hong Kong SFC License Details (ID 99103)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Grace Financial Limited (HK)	Rep	Advising on securities	2011-07-11	2013-04-30
	Rep	Asset management	2011-07-11	2013-04-30
RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED	Rep	Advising on securities	2005-11-09	2006-11-15
	Rep	Asset management	2005-11-09	2006-11-15
	Rep	Dealing in securities	2005-11-09	2006-11-15
LLOYDS TSB PACIFIC LIMITED	Rep	Advising on securities	2005-04-20	2005-11-01
	Rep	Asset management	2005-04-20	2005-11-01
	Rep	Dealing in securities	2005-04-20	2005-11-01