| ORIENT CAPITAL (HONG KONG) LIMITED | RO | Advising on corporate finance | 2026-05-05 | - |
| ORIENT SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2026-05-05 | - |
| RaffAello Capital Limited | RO | Advising on corporate finance | 2025-03-20 | 2025-11-20 |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2023-04-18 | 2024-07-26 |
| Rep | Dealing in securities | 2023-04-18 | 2024-07-26 |
| SOUTHWEST SECURITIES (HK) CAPITAL LIMITED | Rep | Dealing in securities | 2021-09-15 | 2023-01-31 |
| Rep | Advising on corporate finance | 2021-09-03 | 2023-01-31 |
| RaffAello Capital Limited | Rep | Advising on corporate finance | 2015-09-18 | 2021-04-30 |
| RaffAello Securities (HK) Limited | RO | Advising on securities | 2015-08-04 | 2015-08-31 |
| Rep | Advising on securities | 2014-04-11 | 2015-08-04 |
| GT ASSET & PORTFOLIO MANAGEMENT LIMITED | Rep | Dealing in securities | 2012-05-04 | 2013-09-05 |
| Rep | Advising on securities | 2011-03-18 | 2013-09-05 |
| Rep | Asset management | 2011-03-18 | 2013-09-05 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Leveraged foreign exchange trading | 2009-05-26 | 2010-01-23 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2009-05-26 | 2010-01-23 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2008-08-20 | 2010-01-23 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-08-20 | 2010-01-23 |