Personnel SFC Licences and HKMA Registrations (ID 99116)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SILVERBRICKS ASSET MANAGEMENT COMPANY LIMITED	RO	Advising on securities	2022-04-20	2024-11-30
	RO	Asset management	2022-04-20	2024-11-30
SILVERBRICKS SECURITIES COMPANY LIMITED	RO	Dealing in securities	2020-10-12	2024-11-30
	RO	Advising on corporate finance	2020-06-29	2024-11-30
GRANSING SECURITIES CO., LIMITED	RO	Advising on corporate finance	-	2020-06-15
	RO	Advising on securities	-	2020-06-15
	RO	Asset management	-	2020-06-15
	RO	Dealing in securities	-	2020-06-15

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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