Personnel Hong Kong SFC License Details (ID 99127)

Personnel Hong Kong SFC License Details (ID 99127)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Hao Tian International Securities Limited	Rep	Dealing in securities	2017-09-25	2018-04-04
Hao Tian Asset Management Limited	Rep	Asset management	2017-07-11	2018-04-04
Hao Tian International Futures Limited	RO	Dealing in futures contracts	2017-05-24	2018-04-04
	Rep	Dealing in futures contracts	2017-04-25	2017-05-24
JINRUI FUTURES (HONG KONG) LIMITED	RO	Dealing in futures contracts	2014-05-12	2017-03-16
CHINA EVERBRIGHT FOREX &AMP; FUTURES (HK) LIMITED	Rep	Dealing in futures contracts	2012-08-06	2013-01-04
SHANXI SECURITIES INTERNATIONAL FINANCIAL HOLDINGS LIMITED	RO	Dealing in futures contracts	2007-11-06	2012-06-15