| iBest Investment Services Limited | Rep | Leveraged foreign exchange trading | 2017-06-08 | 2017-10-31 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2013-08-07 | 2017-10-31 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2013-08-07 | 2017-10-31 |
| Rep | Leveraged foreign exchange trading | 2013-08-07 | 2017-10-31 |
| SHANXI SECURITIES INTERNATIONAL FINANCIAL HOLDINGS LIMITED | Rep | Dealing in futures contracts | 2011-07-14 | 2013-07-19 |
| FULBRIGHT FUTURES LIMITED | Rep | Dealing in futures contracts | 2011-06-30 | 2011-07-06 |
| FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2011-06-30 | 2011-07-06 |
| SHANXI SECURITIES INTERNATIONAL FINANCIAL HOLDINGS LIMITED | Rep | Dealing in futures contracts | 2010-12-03 | 2011-06-27 |