Personnel Hong Kong SFC License Details (ID 99134)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Logic Global Assets Management Limited	RO	Advising on securities	2023-10-13	-
	RO	Asset management	2021-03-16	-
WELL KING ASSET MANAGEMENT LIMITED	RO	Advising on securities	2019-11-21	2020-02-29
	RO	Asset management	2019-11-21	2020-02-29
	Rep	Advising on securities	2019-11-07	2019-11-21
	Rep	Asset management	2019-11-07	2019-11-21
TAIROS INVESTMENT MANAGEMENT COMPANY LIMITED	RO	Advising on securities	2018-08-02	2019-08-31
	RO	Asset management	2018-08-02	2019-08-31
Ping An Securities (Hong Kong) Holdings Company Limited	Rep	Advising on securities	2018-04-19	2018-07-28
	Rep	Asset management	2018-04-10	2018-07-28
	Rep	Dealing in securities	2018-04-10	2018-07-28
Yuanta Securities (Hong Kong) Company Limited	Rep	Asset management	2015-10-14	2018-02-16
	Rep	Dealing in securities	2015-10-14	2018-02-16
GUODU SECURITIES (HONG KONG) LIMITED	RO	Advising on securities	2010-07-07	2011-10-01
	Rep	Dealing in securities	2009-06-25	2011-10-01
OnePlatform Asset Management Limited	Rep	Advising on securities	2006-10-03	2008-10-21
Beevest Securities Limited	Rep	Advising on securities	2005-10-17	2005-12-19
TISCO SECURITIES HONG KONG LIMITED	Rep	Advising on corporate finance	2003-04-01	2004-02-11
	Rep	Asset management	2003-04-01	2004-02-11
	Rep	Advising on securities	2003-04-01	2005-09-27