Personnel Hong Kong SFC License Details (ID 99135)

Personnel Hong Kong SFC License Details (ID 99135)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GUODU FUTURES (HONG KONG) LIMITED	RO	Advising on futures contracts	2018-02-01	2022-12-31
	RO	Dealing in futures contracts	2018-02-01	2022-12-31
GUODU SECURITIES (HONG KONG) LIMITED	RO	Advising on securities	2017-05-26	2022-12-31
	RO	Dealing in securities	2017-05-26	2022-12-31
CMB International Asset Management Limited	Rep	Asset management	2016-09-30	2016-12-31
CMB International Securities Limited	RO	Advising on securities	2016-09-28	2016-12-31
CMB International Global Markets Limited	RO	Dealing in securities	2016-06-14	2016-12-31
CMB International Securities Limited	RO	Dealing in securities	2016-04-21	2016-12-31
	Rep	Dealing in securities	2016-03-09	2016-04-21
GUODU SECURITIES (HONG KONG) LIMITED	RO	Advising on securities	2010-07-07	2016-02-18
CCTIC International Limited	RO	Asset management	2010-06-28	2016-02-22
GUODU SECURITIES (HONG KONG) LIMITED	RO	Dealing in securities	2009-03-20	2016-02-18