Personnel Hong Kong SFC License Details (ID 99137)

Personnel Hong Kong SFC License Details (ID 99137)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GUODU SECURITIES (HONG KONG) LIMITED	RO	Advising on securities	2010-07-07	-
	RO	Dealing in securities	2009-03-20	-
TISCO GLOBAL SECURITIES LIMITED	RO	Advising on securities	2007-07-24	2008-06-26
	RO	Dealing in securities	2007-07-24	2008-06-26
TISCO SECURITIES HONG KONG LIMITED	RO	Advising on securities	2005-09-06	2008-06-26
	RO	Dealing in securities	2005-09-06	2008-06-26
	Rep	Advising on corporate finance	2003-04-01	2004-07-20
	Rep	Advising on securities	2003-04-01	2004-07-20
	Rep	Asset management	2003-04-01	2004-07-20
	Rep	Dealing in securities	2003-04-01	2005-09-06