Personnel Hong Kong SFC License Details (ID 99147)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

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Current only

Organisation	Role	Activity	From	Until
HUNG SING ASSET MANAGEMENT LIMITED	RO	Advising on securities	2019-08-23	-
	RO	Asset management	2019-08-23	-
HUNG SING SECURITIES LIMITED	RO	Advising on securities	2019-04-30	-
	RO	Asset management	2019-04-30	-
	RO	Dealing in securities	2019-04-30	-
China Securities (International) Asset Management Company Limited	RO	Asset management	2016-02-04	2019-01-14
China Securities (International) Brokerage Company Limited	RO	Advising on securities	2016-02-04	2019-01-14
	RO	Dealing in securities	2016-02-04	2019-01-14
China Securities (International) Asset Management Company Limited	Rep	Asset management	2015-05-14	2016-02-04
	RO	Advising on securities	2014-04-14	2019-01-14
China Securities (International) Brokerage Company Limited	RO	Advising on securities	2013-08-06	2015-05-28
	RO	Dealing in securities	2013-08-06	2015-05-28
	Rep	Advising on securities	2013-05-28	2013-08-06
	Rep	Dealing in securities	2013-05-28	2013-08-06
Guosen Securities (HK) Brokerage Company, Limited	RO	Advising on securities	2011-01-20	2013-05-10
	RO	Dealing in securities	2011-01-20	2013-05-10
	Rep	Advising on securities	2010-03-26	2011-01-20
	Rep	Dealing in securities	2010-03-26	2011-01-20
ZHONG ZHENG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2009-08-31	2009-10-09
Mason Securities Limited	Rep	Advising on securities	2008-09-11	2009-10-09
	Rep	Dealing in securities	2008-09-11	2009-10-09