Personnel Hong Kong SFC License Details (ID 99149)

Personnel Hong Kong SFC License Details (ID 99149)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED	Rep	Advising on securities	2023-04-17	-
	Rep	Asset management	2023-04-17	-
Prudence Investment Management (Hong Kong) Limited	Rep	Dealing in securities	2017-07-24	2018-09-21
	Rep	Advising on securities	2017-04-20	2018-09-21
	Rep	Asset management	2017-04-20	2018-09-21
Guosen Securities (HK) Brokerage Company, Limited	Rep	Advising on securities	2011-06-29	2014-06-06
HAITONG INTERNATIONAL RESEARCH LIMITED	Rep	Advising on securities	2010-09-24	2011-02-17