| Phronisys Asset Management Limited | RO | Advising on securities | 2026-06-18 | - |
| RO | Asset management | 2026-06-18 | - |
| Silk Road International Capital Limited | RO | Advising on securities | 2022-11-03 | 2023-03-23 |
| RO | Dealing in securities | 2022-11-03 | 2023-03-23 |
| FTFT International Securities and Futures Limited | RO | Advising on securities | 2021-10-07 | 2022-08-10 |
| RO | Dealing in futures contracts | 2021-10-07 | 2022-08-10 |
| RO | Dealing in securities | 2021-10-07 | 2022-08-10 |
| Guosen Securities (HK) Brokerage Company, Limited | RO | Advising on securities | 2017-11-29 | 2019-04-26 |
| RO | Dealing in futures contracts | 2017-11-29 | 2019-04-26 |
| RO | Dealing in securities | 2017-11-29 | 2019-04-26 |
| Rep | Advising on securities | 2015-01-15 | 2017-11-29 |
| Rep | Dealing in securities | 2015-01-15 | 2017-11-29 |
| Rep | Dealing in futures contracts | 2014-12-12 | 2017-11-29 |
| LONGRUN FINANCIAL GROUP LIMITED | Rep | Dealing in futures contracts | 2014-05-08 | 2014-11-22 |
| Guosen Securities (HK) Brokerage Company, Limited | Rep | Dealing in futures contracts | 2011-06-21 | 2014-05-03 |
| Rep | Dealing in securities | 2011-06-21 | 2014-05-03 |
| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Dealing in futures contracts | 2010-07-06 | 2011-05-03 |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2010-06-08 | 2011-05-03 |