Personnel Hong Kong SFC License Details (ID 99157)

Personnel Hong Kong SFC License Details (ID 99157)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Safari Asia Limited	Rep	Advising on securities	2025-11-27	-
	Rep	Asset management	2022-11-22	-
	Rep	Dealing in securities	2022-11-22	-
UOB KAY HIAN (HONG KONG) LIMITED	Rep	Dealing in securities	2020-08-19	2021-09-17
UOB KAY HIAN FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2020-08-19	2021-09-17
VALUABLE CAPITAL LIMITED	Rep	Dealing in futures contracts	2020-07-06	2020-07-08
	Rep	Dealing in securities	2020-07-06	2020-07-08
Hongkong Yifu International Futures Limited	RO	Dealing in securities	2019-09-13	2020-06-12
	RO	Dealing in futures contracts	2019-02-25	2020-06-12
	Rep	Dealing in futures contracts	2018-11-15	2019-02-25
CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED	Rep	Dealing in securities	2014-10-21	2018-10-19
CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2014-10-21	2018-10-19
Guosen Securities (HK) Brokerage Company, Limited	Rep	Dealing in futures contracts	2011-11-30	2014-10-10
	Rep	Dealing in securities	2011-05-11	2014-10-10
SOUTH CHINA SECURITIES LIMITED	Rep	Dealing in securities	2011-03-21	2011-05-01