| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Safari Asia Limited | Rep | Advising on securities | 2025-11-27 | - |
| Rep | Asset management | 2022-11-22 | - | |
| Rep | Dealing in securities | 2022-11-22 | - | |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2020-08-19 | 2021-09-17 |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2020-08-19 | 2021-09-17 |
| VALUABLE CAPITAL LIMITED | Rep | Dealing in futures contracts | 2020-07-06 | 2020-07-08 |
| Rep | Dealing in securities | 2020-07-06 | 2020-07-08 | |
| Hongkong Yifu International Futures Limited | RO | Dealing in securities | 2019-09-13 | 2020-06-12 |
| RO | Dealing in futures contracts | 2019-02-25 | 2020-06-12 | |
| Rep | Dealing in futures contracts | 2018-11-15 | 2019-02-25 | |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | Dealing in securities | 2014-10-21 | 2018-10-19 |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2014-10-21 | 2018-10-19 |
| Guosen Securities (HK) Brokerage Company, Limited | Rep | Dealing in futures contracts | 2011-11-30 | 2014-10-10 |
| Rep | Dealing in securities | 2011-05-11 | 2014-10-10 | |
| SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2011-03-21 | 2011-05-01 |
No HKMA registrations in the collected records.