Personnel SFC Licences and HKMA Registrations (ID 99158)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Winner Zone Asset Management Limited	RO	Advising on securities	2026-06-30	-
	RO	Asset management	2026-06-30	-
	Rep	Advising on securities	2026-04-30	2026-06-30
	Rep	Asset management	2026-04-30	2026-06-30
SDG Asset Management (HK) Limited	RO	Advising on securities	2022-11-10	2026-04-17
	RO	Asset management	2022-11-10	2026-04-17
	Rep	Advising on securities	2017-03-15	2022-11-10
	Rep	Asset management	2017-03-15	2022-11-10
CCB INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2015-03-11	2017-02-20
	Rep	Advising on securities	2015-03-11	2017-02-20
	Rep	Dealing in securities	2015-03-11	2017-02-20
China Securities (International) Brokerage Company Limited	Rep	Advising on securities	2014-06-20	2015-01-30
Guosen Securities (HK) Brokerage Company, Limited	Rep	Advising on securities	2011-02-24	2014-05-30
HAITONG INTERNATIONAL RESEARCH LIMITED	Rep	Advising on securities	2010-04-22	2011-02-01
HAI TONG SECURITIES (HK) BROKERAGE LIMITED	Rep	Advising on securities	2010-03-24	2011-01-07

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.