Personnel SFC Licences and HKMA Registrations (ID 99159)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCHK Asset Management Limited	Rep	Advising on securities	2020-03-10	-
	Rep	Asset management	2020-03-10	-
	Rep	Dealing in securities	2020-02-21	-
CINDA INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2013-06-11	2019-12-29
CINDA INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2013-06-11	2019-12-29
Guosen Securities (HK) Brokerage Company, Limited	Rep	Advising on securities	2011-09-16	2013-05-16

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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