Personnel SFC Licences and HKMA Registrations (ID 99160)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ZHONGTAI INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Asset management	2021-07-06	-
	Rep	Advising on securities	2021-06-25	-
ZHONGTAI INTERNATIONAL SECURITIES LIMITED	Rep	Advising on securities	2018-07-06	2021-05-31
Guosen Securities (HK) Brokerage Company, Limited	Rep	Advising on securities	2011-07-04	2013-01-11
KINGSWAY FINANCIAL SERVICES GROUP LIMITED	Rep	Advising on securities	2009-07-29	2011-01-01

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.