Personnel Hong Kong SFC License Details (ID 99161)

Personnel Hong Kong SFC License Details (ID 99161)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on securities	2019-04-16	2021-08-06
	Rep	Dealing in securities	2016-10-25	2021-08-06
HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED	Rep	Asset management	2015-06-05	2016-10-01
HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Asset management	2015-06-05	2016-10-01
HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED	Rep	Asset management	2015-06-05	2016-10-01
HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED	Rep	Advising on securities	2014-01-29	2016-10-01
HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2014-01-29	2016-10-01
HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED	Rep	Advising on securities	2014-01-29	2016-10-01
	Rep	Dealing in securities	2014-01-29	2016-10-01
HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED	Rep	Advising on securities	2012-08-30	2013-08-02
	Rep	Asset management	2012-08-30	2013-08-02
HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2012-08-30	2013-08-02
	Rep	Asset management	2012-08-30	2013-08-02
HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED	Rep	Advising on securities	2012-08-30	2013-08-02
	Rep	Asset management	2012-08-30	2013-08-02
	Rep	Dealing in securities	2012-07-18	2013-08-02
Guosen Securities (HK) Brokerage Company, Limited	Rep	Dealing in securities	2011-07-14	2012-06-01
OKASAN INTERNATIONAL (ASIA) LIMITED	Rep	Dealing in securities	2008-12-31	2011-06-30