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Personnel Hong Kong SFC License Details (ID 99166)
Personnel
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
OnePlatform Asset Management Limited
Rep
Dealing in securities
2013-09-18
-
Guosen Securities (HK) Brokerage Company, Limited
Rep
Dealing in securities
2011-09-14
2013-05-11