| KGI ASIA LIMITED | Rep | Dealing in securities | 2017-10-03 | 2021-04-01 |
| Rep | Dealing in securities | 2012-06-13 | 2017-10-02 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2012-06-13 | 2021-04-01 |
| Guosen Securities (HK) Brokerage Company, Limited | Rep | Dealing in futures contracts | 2011-04-11 | 2012-06-05 |
| Rep | Dealing in securities | 2011-04-11 | 2012-06-05 |
| South China Forex Limited | Rep | Leveraged foreign exchange trading | 2010-08-03 | 2010-10-21 |
| SOUTH CHINA COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2008-02-15 | 2010-10-21 |
| SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2008-02-15 | 2010-10-21 |