Personnel Hong Kong SFC License Details (ID 99189)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HANG SENG SECURITIES LIMITED	Rep	Advising on securities	2007-06-07	2019-06-27
	Rep	Dealing in securities	2007-05-14	2019-06-27
Shacom Securities Limited	Rep	Dealing in securities	2004-11-05	2007-05-04
CEPA ALLIANCE SECURITIES LIMITED	Rep	Providing automated trading services	-	2003-07-21
	Rep	Advising on corporate finance	-	2003-08-12
	Rep	Dealing in securities	-	2003-08-13