Personnel Hong Kong SFC License Details (ID 99196)

Personnel Hong Kong SFC License Details (ID 99196)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Innovest Securities Investment Limited	RO	Dealing in securities	2023-05-08	-
	Rep	Dealing in securities	2023-04-04	2023-05-08
SHUANGYING SECURITIES LIMITED	Rep	Dealing in securities	2021-04-01	2022-08-15
CHINA TIMES SECURITIES LIMITED	RO	Dealing in securities	2013-08-01	2020-10-07
HANG TAI SECURITIES LIMITED	RO	Dealing in securities	2008-01-17	2013-08-01
	Rep	Advising on corporate finance	2003-04-01	2005-01-18
	Rep	Advising on securities	2003-04-01	2005-01-18
	Rep	Asset management	2003-04-01	2005-01-18
	Rep	Dealing in securities	2003-04-01	2008-01-17