| Quam Securities Limited | Rep | Dealing in futures contracts | 2013-04-02 | - |
| Rep | Dealing in securities | 2013-04-02 | - |
| HANTEC FUTURES LIMITED | RO | Dealing in futures contracts | 2009-07-31 | 2013-03-31 |
| Rep | Dealing in futures contracts | 2009-06-24 | 2009-07-31 |
| HANTEC SECURITIES CO., LIMITED | Rep | Dealing in securities | 2009-06-24 | 2013-03-31 |
| CHIEF COMMODITIES LIMITED | Rep | Advising on futures contracts | 2003-04-01 | 2004-07-21 |
| Rep | Asset management | 2003-04-01 | 2004-07-21 |
| Rep | Dealing in futures contracts | 2003-04-01 | 2009-06-20 |
| CHIEF SECURITIES LIMITED | Rep | Providing automated trading services | 2003-04-01 | 2003-07-21 |
| Rep | Advising on corporate finance | 2003-04-01 | 2004-07-21 |
| Rep | Advising on securities | 2003-04-01 | 2004-07-21 |
| Rep | Asset management | 2003-04-01 | 2004-07-21 |
| Rep | Dealing in securities | 2003-04-01 | 2009-06-20 |