| HANTEC WEALTH MANAGEMENT COMPANY LIMITED | RO | Advising on securities | 2022-06-02 | - |
| RO | Asset management | 2022-06-02 | - |
| HANTEC SECURITIES CO., LIMITED | RO | Dealing in securities | 2014-03-05 | - |
| HANTEC FUTURES LIMITED | RO | Dealing in futures contracts | 2011-07-28 | - |
| Rep | Dealing in futures contracts | 2011-05-30 | 2011-07-28 |
| HANTEC SECURITIES CO., LIMITED | Rep | Dealing in securities | 2011-05-30 | 2014-03-05 |
| HSBC BROKING (CHINA) LIMITED | Rep | Dealing in securities | 2006-05-17 | 2011-05-08 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2006-05-17 | 2011-05-08 |
| HSBC BROKING FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2006-05-17 | 2011-05-08 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2006-05-17 | 2011-05-08 |
| HSBC BROKING SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2006-05-17 | 2011-05-08 |
| SOUTH CHINA COMMODITIES LIMITED | Rep | Advising on futures contracts | 2003-04-01 | 2004-01-14 |
| Rep | Asset management | 2003-04-01 | 2004-01-14 |
| Rep | Dealing in futures contracts | 2003-04-01 | 2006-05-01 |
| SOUTH CHINA SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2004-01-14 |
| Rep | Advising on securities | 2003-04-01 | 2004-01-14 |
| Rep | Asset management | 2003-04-01 | 2004-01-14 |
| Rep | Providing automated trading services | 2003-04-01 | 2004-01-14 |
| Rep | Dealing in securities | 2003-04-01 | 2006-05-01 |