Personnel Hong Kong SFC License Details (ID 99213)

Personnel Hong Kong SFC License Details (ID 99213)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MANGO FINANCIAL LIMITED	Rep	Dealing in securities	2024-12-31	2025-07-03
HANTEC FUTURES LIMITED	RO	Dealing in futures contracts	2010-11-03	2024-12-01
	Rep	Dealing in futures contracts	2009-07-31	2010-11-03
	RO	Dealing in futures contracts	2008-12-19	2009-07-31
HANTEC SECURITIES CO., LIMITED	Rep	Dealing in securities	2007-09-06	2024-12-01
PHOENIX CAPITAL SECURITIES LIMITED	Rep	Dealing in futures contracts	2006-07-06	2007-09-01
PHOENIX CAPITAL FUTURES LIMITED	Rep	Dealing in futures contracts	2003-04-15	2005-12-28
PHOENIX CAPITAL SECURITIES LIMITED	Rep	Dealing in securities	2003-04-15	2007-09-01