Personnel Hong Kong SFC License Details (ID 99218)

Personnel Hong Kong SFC License Details (ID 99218)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Redland Securities Limited	Rep	Asset management	2025-04-28	-
	RO	Dealing in securities	2025-02-21	-
	RO	Advising on securities	2024-10-15	-
	RO	Asset management	2024-10-15	2025-04-28
VISION CAPITAL INTERNATIONAL HOLDINGS LIMITED (HK)	RO	Advising on securities	2021-11-12	2023-06-05
	RO	Dealing in securities	2021-11-12	2023-06-05
	Rep	Advising on securities	2021-10-06	2021-11-12
	Rep	Dealing in securities	2021-10-06	2021-11-12
Dingxin (Securities) Limited	Rep	Advising on securities	2021-06-02	2021-08-27
	Rep	Dealing in securities	2021-06-02	2021-08-27
Grand Rich Global Group Limited	Rep	Asset management	2020-08-11	2021-04-13
GRAND RICH FUTURES LIMITED	Rep	Advising on futures contracts	2018-07-10	2021-04-13
	Rep	Dealing in futures contracts	2018-07-10	2021-04-13
Grand Rich (Hong Kong) International Limited	RO	Advising on securities	2018-04-04	2021-04-13
	RO	Dealing in securities	2018-04-04	2021-04-13
Futu Securities International (HONG KONG) Limited	Rep	Dealing in securities	2014-10-20	2017-03-08
HANTEC SECURITIES CO., LIMITED	Rep	Dealing in securities	2010-07-26	2012-02-10