Personnel Hong Kong SFC License Details (ID 99237)

Personnel Hong Kong SFC License Details (ID 99237)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Soochow Securities International Futures Limited	Rep	Dealing in futures contracts	2014-08-19	-
Soochow Securities International Brokerage Limited	Rep	Dealing in securities	2014-07-18	-
HANTEC SECURITIES CO., LIMITED	Rep	Dealing in securities	2010-03-08	2014-07-11
HANTEC FUTURES LIMITED	Rep	Dealing in futures contracts	2009-04-16	2010-01-06
HANTEC SECURITIES CO., LIMITED	Rep	Dealing in securities	2007-11-23	2010-01-06
CITIC Securities Brokerage (HK) Limited	Rep	Dealing in securities	2004-03-10	2007-11-19
CITIC Securities Futures (HK) Limited	Rep	Dealing in futures contracts	2004-03-10	2007-11-19
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Advising on futures contracts	2003-04-01	2003-12-02
	Rep	Asset management	2003-04-01	2003-12-02
	Rep	Providing automated trading services	2003-04-01	2003-12-02
	Rep	Dealing in futures contracts	2003-04-01	2003-12-23
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on corporate finance	2003-04-01	2003-09-29
	Rep	Asset management	2003-04-01	2003-09-29
	Rep	Providing automated trading services	2003-04-01	2003-09-29
	Rep	Advising on securities	2003-04-01	2003-12-02
	Rep	Dealing in securities	2003-04-01	2003-12-23