Personnel Hong Kong SFC License Details (ID 99246)

Personnel Hong Kong SFC License Details (ID 99246)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
919 Investment Limited	RO	Advising on securities	2024-11-12	2026-09-20
	RO	Asset management	2024-11-12	2026-09-20
SINOFIDES SECURITIES LIMITED	RO	Advising on securities	2024-03-05	2024-10-31
	RO	Dealing in securities	2024-03-05	2024-10-31
Howbuy Hong Kong Limited	RO	Asset management	2021-08-27	2024-02-18
	Rep	Asset management	2019-08-07	2021-08-27
	RO	Advising on securities	2019-08-07	2024-02-18
	RO	Dealing in securities	2019-08-07	2024-02-18
	Rep	Dealing in securities	2019-06-19	2019-08-07
CS Wealth Securities Limited	RO	Dealing in securities	2015-09-02	2019-05-27
	Rep	Advising on corporate finance	2003-04-01	2003-06-14
	Rep	Advising on securities	2003-04-01	2003-06-14
	Rep	Asset management	2003-04-01	2003-06-14
	Rep	Dealing in securities	2003-04-01	2015-09-02
	Rep	Advising on corporate finance	-	2003-06-14
	Rep	Advising on securities	-	2003-06-14
	Rep	Asset management	-	2003-06-14
	Rep	Dealing in securities	-	2015-09-02