Personnel Hong Kong SFC License Details (ID 99252)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
N Plus Capital Limited	RO	Advising on securities	2026-09-08	-
	RO	Asset management	2026-09-08	-
RICHES DEPOT SECURITIES CO., LIMITED	RO	Dealing in securities	2026-09-08	-
N Plus Capital Limited	Rep	Advising on securities	2026-08-20	2026-09-08
	Rep	Asset management	2026-08-20	2026-09-08
RICHES DEPOT SECURITIES CO., LIMITED	Rep	Dealing in securities	2026-08-20	2026-09-08
Azure Tide Capital Limited	Rep	Advising on securities	2026-06-01	2026-07-21
	Rep	Asset management	2026-06-01	2026-07-21
	Rep	Dealing in securities	2026-06-01	2026-07-21
JQ Investments (HK) Limited	RO	Advising on securities	2025-10-06	2026-04-26
	RO	Asset management	2025-10-06	2026-04-26
	RO	Dealing in securities	2025-10-06	2026-04-26
	Rep	Advising on securities	2025-09-02	2025-10-06
	Rep	Asset management	2025-09-02	2025-10-06
	Rep	Dealing in securities	2025-09-02	2025-10-06
SINOMAX SECURITIES LIMITED	RO	Advising on securities	2025-03-12	2025-08-08
	Rep	Asset management	2025-03-12	2025-08-08
	RO	Dealing in securities	2025-03-12	2025-08-08
Differ Financial and Securities Limited	RO	Dealing in securities	2018-08-06	2024-02-08
	Rep	Dealing in securities	2018-07-03	2018-08-06
Fosun International Securities Limited	RO	Dealing in securities	2017-08-10	2018-06-30
	Rep	Dealing in securities	2016-05-17	2017-08-10
CAPITAL GLOBAL MANAGEMENT LIMITED	Rep	Dealing in securities	2015-01-28	2016-05-11
HENIK SECURITIES LIMITED	Rep	Dealing in securities	2007-03-06	2015-01-16