| Rui Da International Securities (Hong Kong) Limited | RO | Dealing in securities | 2022-02-24 | - |
| Rui Da International Finance Holding Limited | RO | Dealing in futures contracts | 2021-05-04 | - |
| Seazen Resources Securities Limited | Rep | Dealing in securities | 2016-02-24 | 2021-01-31 |
| Seazen Resources Futures Limited | RO | Dealing in futures contracts | 2013-08-21 | 2021-01-31 |
| Rui Da International Finance Holding Limited | RO | Dealing in futures contracts | 2012-03-30 | 2013-06-14 |
| HIG FUTURES LIMITED | RO | Dealing in futures contracts | 2010-06-30 | 2011-12-05 |
| CHEONG LEE SECURITIES LIMITED | RO | Dealing in futures contracts | 2009-10-28 | 2010-06-30 |
| RO | Dealing in securities | 2009-10-28 | 2010-06-30 |
| Rep | Dealing in futures contracts | 2009-10-15 | 2009-10-28 |
| Rep | Dealing in securities | 2009-10-15 | 2009-10-28 |
| STARLING GROUP SECURITIES LIMITED | RO | Dealing in securities | 2009-02-26 | 2009-10-14 |
| STARLING GROUP FUTURES LIMITED | RO | Dealing in futures contracts | 2008-11-05 | 2009-10-14 |
| SHANXI SECURITIES INTERNATIONAL FINANCIAL HOLDINGS LIMITED | RO | Dealing in futures contracts | 2008-04-22 | 2008-10-16 |
| REXCAPITAL FUTURES LIMITED | RO | Dealing in futures contracts | 2007-06-11 | 2007-12-01 |
| Rep | Dealing in futures contracts | 2006-11-25 | 2007-06-11 |
| RO | Dealing in futures contracts | 2006-05-25 | 2006-11-25 |
| Rep | Dealing in futures contracts | 2004-08-20 | 2006-05-25 |
| WINGS SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2004-08-20 | 2008-04-22 |