Personnel SFC Licences and HKMA Registrations (ID 99263)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Rui Da International Securities (Hong Kong) Limited	RO	Dealing in securities	2022-02-24	-
Rui Da International Finance Holding Limited	RO	Dealing in futures contracts	2021-05-04	-
RESOCORE SECURITIES LIMITED	Rep	Dealing in securities	2016-02-24	2021-01-31
Seazen Resources Futures Limited	RO	Dealing in futures contracts	2013-08-21	2021-01-31
Rui Da International Finance Holding Limited	RO	Dealing in futures contracts	2012-03-30	2013-06-14
HIG FUTURES LIMITED	RO	Dealing in futures contracts	2010-06-30	2011-12-05
CHEONG LEE SECURITIES LIMITED	RO	Dealing in futures contracts	2009-10-28	2010-06-30
	RO	Dealing in securities	2009-10-28	2010-06-30
	Rep	Dealing in futures contracts	2009-10-15	2009-10-28
	Rep	Dealing in securities	2009-10-15	2009-10-28
STARLING GROUP SECURITIES LIMITED	RO	Dealing in securities	2009-02-26	2009-10-14
STARLING GROUP FUTURES LIMITED	RO	Dealing in futures contracts	2008-11-05	2009-10-14
SHANXI SECURITIES INTERNATIONAL FINANCIAL HOLDINGS LIMITED	RO	Dealing in futures contracts	2008-04-22	2008-10-16
REXCAPITAL FUTURES LIMITED	RO	Dealing in futures contracts	2007-06-11	2007-12-01
	Rep	Dealing in futures contracts	2006-11-25	2007-06-11
	RO	Dealing in futures contracts	2006-05-25	2006-11-25
	Rep	Dealing in futures contracts	2004-08-20	2006-05-25
WINGS SECURITIES (HK) LIMITED	Rep	Dealing in securities	2004-08-20	2008-04-22

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.