Personnel Hong Kong SFC License Details (ID 99264)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Highland Financial Group Limited	RO	Advising on securities	2011-06-03	2012-08-10
MACQUARIE CAPITAL LIMITED	Rep	Advising on securities	2009-09-09	2009-12-18
	Rep	Advising on securities	2008-10-22	2009-03-13
BEAR STEARNS ASIA LIMITED	Rep	Advising on corporate finance	-	2004-12-09
	Rep	Asset management	-	2004-12-09
	Rep	Providing automated trading services	-	2004-12-09
	Rep	Dealing in securities	-	2004-12-09
	Rep	Advising on securities	-	2008-05-30