Personnel Hong Kong SFC License Details (ID 99294)

Personnel Hong Kong SFC License Details (ID 99294)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCOM International Securities Limited	Rep	Dealing in futures contracts	2017-06-01	-
	Rep	Dealing in securities	2017-06-01	-
OCBC Futures Investment (Hong Kong) Limited	RO	Dealing in futures contracts	2007-01-08	2017-01-01
OCBC Securities Brokerage (Hong Kong) Limited	RO	Providing automated trading services	2003-04-01	2003-07-21
	RO	Advising on corporate finance	2003-04-01	2003-11-08
	RO	Advising on securities	2003-04-01	2003-11-08
	RO	Asset management	2003-04-01	2003-11-08
	RO	Dealing in securities	2003-04-01	2017-01-01