Personnel Hong Kong SFC License Details (ID 99299)

Personnel Hong Kong SFC License Details (ID 99299)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
OCBC Securities Brokerage (Hong Kong) Limited	RO	Dealing in futures contracts	2026-04-13	-
OCBC Futures Investment (Hong Kong) Limited	RO	Dealing in futures contracts	2024-07-24	-
OCBC Securities Brokerage (Hong Kong) Limited	RO	Dealing in securities	2024-07-24	-
OCBC Futures Investment (Hong Kong) Limited	Rep	Dealing in futures contracts	2008-04-15	2024-07-24
OCBC Securities Brokerage (Hong Kong) Limited	Rep	Providing automated trading services	2003-04-01	2003-07-21
	Rep	Advising on corporate finance	2003-04-01	2004-01-16
	Rep	Advising on securities	2003-04-01	2004-01-16
	Rep	Asset management	2003-04-01	2004-01-16
	Rep	Dealing in securities	2003-04-01	2024-07-24