| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| OCBC Securities Brokerage (Hong Kong) Limited | RO | Dealing in futures contracts | 2026-04-13 | - |
| OCBC Futures Investment (Hong Kong) Limited | RO | Dealing in futures contracts | 2024-07-24 | - |
| OCBC Securities Brokerage (Hong Kong) Limited | RO | Dealing in securities | 2024-07-24 | - |
| OCBC Futures Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2008-04-15 | 2024-07-24 |
| OCBC Securities Brokerage (Hong Kong) Limited | Rep | Providing automated trading services | 2003-04-01 | 2003-07-21 |
| Rep | Advising on corporate finance | 2003-04-01 | 2004-01-16 | |
| Rep | Advising on securities | 2003-04-01 | 2004-01-16 | |
| Rep | Asset management | 2003-04-01 | 2004-01-16 | |
| Rep | Dealing in securities | 2003-04-01 | 2024-07-24 |
No HKMA registrations in the collected records.