Personnel Hong Kong SFC License Details (ID 99313)

Personnel Hong Kong SFC License Details (ID 99313)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
YuFeng Capital Limited	RO	Advising on securities	2024-03-06	-
	RO	Asset management	2024-03-06	-
	RO	Dealing in securities	2024-03-06	-
Amoeba Capital Advisors Limited	RO	Asset management	2021-10-20	2024-01-22
	Rep	Asset management	2021-09-10	2021-10-20
Regent Capital Management Limited	RO	Advising on securities	2019-03-12	2021-04-30
	RO	Asset management	2019-03-12	2021-04-30
HX Innovation Capital Management Co. Limited	RO	Asset management	2017-12-01	2019-01-23
	Rep	Asset management	2017-11-08	2017-12-01
CHINA METAMORPHOSIS INVESTMENT LIMITED	RO	Advising on securities	2017-08-25	2017-09-29
	RO	Asset management	2017-08-25	2017-09-29
High Nine Asset Management Limited	RO	Asset management	2015-04-24	2017-05-02
HONGKONG BAY ASSET MANAGEMENT LIMITED	RO	Asset management	2014-09-11	2015-02-11
	Rep	Asset management	2014-07-11	2014-09-11
oOo Securities (HK) Group Limited	RO	Asset management	2013-11-26	2014-06-30
	Rep	Asset management	2013-10-31	2013-11-26
HT CAPITAL MANAGEMENT LIMITED	RO	Asset management	2007-05-03	2013-05-01
	Rep	Asset management	2006-03-07	2007-05-03