Personnel SFC Licences and HKMA Registrations (ID 99316)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Standard Perpetual Securities Limited	RO	Advising on corporate finance	2019-06-18	-
Gulf Line Capital Advisors Limited	Rep	Advising on securities	2017-08-24	2019-03-29
	Rep	Asset management	2017-08-24	2019-03-29
VAJRA CAPITAL LIMITED	RO	Advising on corporate finance	2005-09-09	2015-11-30
	RO	Advising on securities	2003-04-01	2015-11-30
	RO	Asset management	2003-04-01	2015-11-30

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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