Cheung, Alan Ngar Lok 張雅樂

Key Data Licences & registrations Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
LUMEN INNOVATION ASSET MANAGEMENT LIMITED	RO	Advising on securities	2026-01-30	-
	RO	Asset management	2026-01-30	-
	Rep	Advising on securities	2025-12-03	2026-01-30
	Rep	Asset management	2025-12-03	2026-01-30
313 CAPITAL MANAGEMENT LIMITED 313	RO	Advising on futures contracts	2025-06-25	2025-11-30
	RO	Dealing in futures contracts	2025-06-25	2025-11-30
	RO	Advising on securities	2023-02-17	2025-11-30
	RO	Asset management	2023-02-17	2025-11-30
FORTUNE HILL ASSET MANAGEMENT LIMITED	RO	Advising on securities	2021-05-10	2022-07-10
	RO	Asset management	2021-05-10	2022-07-10
KOALA CAPITAL MANAGEMENT LIMITED	RO	Asset management	2020-06-24	2021-04-30
KOALA SECURITIES LIMITED	RO	Advising on securities	2020-06-24	2021-04-30
	RO	Dealing in securities	2020-06-24	2021-04-30
KOALA CAPITAL MANAGEMENT LIMITED	Rep	Asset management	2020-05-12	2020-06-24
KOALA SECURITIES LIMITED	Rep	Advising on securities	2020-05-12	2020-06-24
	Rep	Dealing in securities	2020-05-12	2020-06-24
Planetree Asset Management Limited (HK)	RO	Asset management	2018-04-17	2020-05-11
Planetree Futures Limited	RO	Dealing in futures contracts	2015-12-07	2020-05-11
Planetree Securities Limited	RO	Dealing in securities	2015-12-07	2020-05-11
Planetree Asset Management Limited (HK)	Rep	Asset management	2015-10-29	2018-04-17
Planetree Futures Limited	Rep	Dealing in futures contracts	2015-10-29	2015-12-07
Planetree Securities Limited	Rep	Dealing in securities	2015-10-29	2015-12-07
Lee Kee Store Company Limited	RO	Dealing in futures contracts	2015-02-04	2015-10-08
Planetree Asset Management Limited (HK)	Rep	Asset management	2012-12-19	2015-01-31
Planetree Futures Limited	RO	Dealing in futures contracts	2004-05-12	2015-01-31
	Rep	Advising on futures contracts	2003-04-01	2003-10-13
	Rep	Asset management	2003-04-01	2003-10-13
	Rep	Dealing in futures contracts	2003-04-01	2004-05-12
Planetree Securities Limited	Rep	Advising on corporate finance	2003-04-01	2003-10-13
	Rep	Advising on securities	2003-04-01	2003-10-13
	Rep	Asset management	2003-04-01	2003-10-13
	Rep	Dealing in securities	2003-04-01	2015-01-31

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.